{
  "slug": "regulatory-compliance",
  "name": "Regulatory & Compliance",
  "description": "Statutes, rules, and regulatory frameworks governing hedge fund managers globally — Advisers Act, Investment Company Act, Dodd-Frank, AIFMD, MiFID II.",
  "key_concepts": [
    "RIA registration",
    "Form ADV",
    "Form PF",
    "13F",
    "13D/13G",
    "AIFMD",
    "Volcker Rule"
  ],
  "core_questions": [
    "When must an adviser register with the SEC?",
    "What is Form PF and who files it?",
    "How does the Volcker Rule restrict bank investments in hedge funds?"
  ],
  "related_categories": [
    "fund-operations"
  ],
  "term_count": 58,
  "key_terms": [
    "accredited-investor",
    "aifmd-alternative-investment-fund-managers-directive",
    "aml-anti-money-laundering",
    "audit-trail",
    "basel-iii",
    "basel-iv",
    "best-interest-standard",
    "cftc-registration",
    "chief-compliance-officer",
    "chinese-wall",
    "churning",
    "clearing-mandate",
    "compliance-program",
    "core-principle",
    "designated-contract-market",
    "dodd-frank-act",
    "emir",
    "end-user-exception",
    "esma",
    "exempt-reporting-adviser"
  ]
}