Regulatory & Compliance
Statutes, rules, and regulatory frameworks governing hedge fund managers globally — Advisers Act, Investment Company Act, Dodd-Frank, AIFMD, MiFID II.
Details
- key concepts: RIA registration, Form ADV, Form PF, 13F, 13D/13G, AIFMD, Volcker Rule
- core questions: When must an adviser register with the SEC?, What is Form PF and who files it?, How does the Volcker Rule restrict bank investments in hedge funds?
- related categories: fund-operations
- term count: 58